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17 Red Flags for Potential International-Sanctions Violations

Recent events in Ukraine and the Middle East have expanded sanctions placed by the U.S. Department of the Treasury’s Office of Foreign Assets Control (OFAC) against certain foreign financial institutions and individuals. This makes it particularly important for companies operating overseas to understand who is involved in a transaction and recognize situations that present a risk of sanctions violations.

10 Tips for Handling Religious-Accommodation Requests

Despite workplace diversity and inclusion initiatives, religious discrimination complaints continue to be an issue for employers. This makes it more important than ever for organizations to be prepared to respond to religious-accommodation requests, in accordance with the U.S. Equal Employment Opportunity Commission's (EEOC) interpretation of Title VII of the Civil Rights Act.

6 Tips for Preventing Employee Abuse of the Family and Medical Leave Act

The Family and Medical Leave Act (FMLA) allows eligible employees to take time off for certain serious health conditions, or to care for a spouse, parent or child with a serious illness or injury. While most FMLA leave is legitimate, those who abuse this legal right not only burden employers, but disrupt workforce productivity and performance. Unfortunately, in addition to unscrupulous employees, it is employers themselves who often leave the door open for such misuse in the way they handle and implement FMLA-compliance policies.

Hospital Operator Pays $98 Million to Settle False Claims Act Lawsuits

A large operator of acute-care hospitals reached a settlement with the U.S. Department of Justice (DOJ) to resolve multiple whistleblower lawsuits, which alleged the company knowingly defrauded government healthcare systems by billing for inpatient services that should have been billed as less expensive outpatient or observation services.

Mishandling Medical Records Turns Into an $800,000 HIPAA-Compliance Mistake

A non-profit healthcare company agreed to pay $800,000 as part of a settlement with the U.S. Department of Health and Human Services (HHS) for allegedly mishandling 71 boxes of medical records in violation of the privacy rule of the Health Insurance Portability and Accountability Act (HIPAA).

Investment Firm Fined $15 Million for Cherry Picking and Soft Dollar Schemes

An investment firm's plan to defraud clients out of $10.9 million landed it a $15 million penalty from the U.S. Securities and Exchange Commission (SEC). On top of the penalty, the firm must disgorge — or give up the profits secured through their misconduct — another $1.4 million gained by misusing "soft dollars" and "cherry picking" trades. The SEC also went after individuals, imposing separate fines on the firm's founder and another advisor and barring both from the securities industry.

Workplace-Diversity Data Continues To Drive Awareness in Silicon Valley

The technology industry has been criticized in recent years for its lack of diversity in its mostly male workforce as advocates call on companies to be more transparent with their demographic information. Apple Inc. is one of the last big tech companies to respond and publicly share demographic data, revealing that its workforce is 70% male (global) and 55% white (U.S.). The company also reported that 11% of its U.S. workforce is Hispanic and 7% black — numbers that are much higher than similar Silicon Valley companies. In a prior blog post, we noted Google’s recent employee-diversity data that reported only 2% of its employees are black and 3% Hispanic. Apple’s higher numbers, however, may be attributable to its retail employees, who make up over half of its full-time workforce.

EEOC Sues Employer for Forcing “Onionhead” Religious Practices on Workers

The U.S. Equal Employment Opportunity Commission (EEOC) recently sued a health network, alleging that the company fired employees who refused to participate in activities that the federal agency claimed were religious practices. According to the EEOC's complaint, the company forced employees to take part in a belief system that the company called “Onionhead.”

Proposed FERPA Update Would Strengthen Student Data Privacy

On July 30, 2014, two U.S. senators introduced the Protecting Student Privacy Act, which would update the sections of the Family Educational Rights and Privacy Act (FERPA) that deal with protecting the privacy of students' education records. The proposed legislation is a response to concerns about recent changes to FERPA that allowed increased use and sharing of student data by private companies, as well as concerns raised by the use of cloud-storage services by school districts for data collection and analysis.

California Court Dismisses CMIA Claim Based on Possession of Stolen Medical Data

A health organization narrowly averted paying a potential $4 billion in damages under the California Confidentiality of Medical Information Act (CMIA) for losing the medical records of more than 4 million patients. Plaintiffs were seeking $1,000 damages for each individual whose medical records were contained on an unencrypted hard drive stolen from the health organization. However, the California Court of Appeals dismissed the case because the plaintiffs based their claim solely on the fact that the information was stolen and in the possession of —but not viewed by —an unauthorized person. Without proving the information was viewed, the plaintiffs could not show an injury for which the defendant could be held liable.

ACC Alliance Partner
Thomson Reuters